Reputational Due Diligence Uncovers Prior Fraud, Malfeasance

A prominent, high-net-worth family office engaged us to conduct pre-relationship reputational and background investigative due diligence on two industry investment advisors with whom they intended to partner.

We found that the two had a long and well-hidden history of alleged pump-and-dump stock promotion and fraud. We also found evidence of unrelated criminal charges and mental health issues.